Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$380K ﹤0.01%
742
-257
977
$379K ﹤0.01%
8,119
978
$379K ﹤0.01%
17,976
979
$378K ﹤0.01%
9,644
-7,500
980
$376K ﹤0.01%
14,295
-600
981
$375K ﹤0.01%
11,666
+654
982
$374K ﹤0.01%
3,170
-6
983
$373K ﹤0.01%
39,166
+283
984
$372K ﹤0.01%
29,573
-3,077
985
$372K ﹤0.01%
50,802
986
$371K ﹤0.01%
8,960
-2,300
987
$370K ﹤0.01%
12,514
+14
988
$370K ﹤0.01%
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-24
989
$369K ﹤0.01%
6,137
+449
990
$369K ﹤0.01%
25,616
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991
$368K ﹤0.01%
74,441
+2,706
992
$367K ﹤0.01%
3,751
993
$367K ﹤0.01%
25,453
+1,013
994
$367K ﹤0.01%
4,050
+300
995
$366K ﹤0.01%
2,117
996
$364K ﹤0.01%
15,387
-1,179
997
$364K ﹤0.01%
4,856
998
$363K ﹤0.01%
32,454
-2,125
999
$363K ﹤0.01%
293
+3
1000
$363K ﹤0.01%
19,885