Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
976
$117K ﹤0.01%
3,976
+3,071
977
$117K ﹤0.01%
7,098
-6,403
978
$117K ﹤0.01%
8,108
-6,708
979
$117K ﹤0.01%
9,402
-7,632
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$117K ﹤0.01%
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981
$116K ﹤0.01%
8,620
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982
$116K ﹤0.01%
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983
$116K ﹤0.01%
832
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984
$115K ﹤0.01%
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$115K ﹤0.01%
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$115K ﹤0.01%
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987
$114K ﹤0.01%
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$114K ﹤0.01%
449
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$114K ﹤0.01%
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$114K ﹤0.01%
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$113K ﹤0.01%
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$113K ﹤0.01%
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$113K ﹤0.01%
13,386
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$113K ﹤0.01%
5,220
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$113K ﹤0.01%
+17,465
996
$112K ﹤0.01%
672
-1,139
997
$112K ﹤0.01%
+11,191
998
$111K ﹤0.01%
251
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999
$111K ﹤0.01%
6,731
-1,871
1000
$111K ﹤0.01%
4,791
-39,842