Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$7.46M 0.01%
84,844
+23,537
77
$7.42M 0.01%
41,478
+4,791
78
$7.33M 0.01%
157,905
+20,061
79
$7.33M 0.01%
215,742
-6,376
80
$7.17M 0.01%
231,359
+100
81
$7.12M 0.01%
345,983
-1,200
82
$7.12M 0.01%
113,164
-481
83
$7.1M 0.01%
73,127
+8,413
84
$6.92M 0.01%
129,467
+109,904
85
$6.9M 0.01%
73,444
-12,927
86
$6.8M 0.01%
372,678
+18,794
87
$6.75M 0.01%
46,320
+1,870
88
$6.73M 0.01%
124,961
-7,193
89
$6.7M 0.01%
126,147
-4,110
90
$6.7M 0.01%
83,102
-6,910
91
$6.68M 0.01%
226,519
-25,321
92
$6.61M 0.01%
4,278
-800
93
$6.61M 0.01%
122,431
-5,200
94
$6.56M 0.01%
177,578
+48,022
95
$6.54M 0.01%
129,293
+1,450
96
$6.53M 0.01%
98,097
-70
97
$6.5M 0.01%
420,355
98
$6.43M 0.01%
64,011
+1,134
99
$6.37M 0.01%
27,081
-3,694
100
$6.36M 0.01%
101,222
+1,592