Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$7.17M 0.01%
90,012
+63,928
77
$7.12M 0.01%
231,259
+181,125
78
$7.08M 0.01%
135,676
-39,198
79
$7.02M 0.01%
132,154
-5,403
80
$6.97M 0.01%
+29,201
81
$6.92M 0.01%
113,645
-8,036
82
$6.91M 0.01%
127,631
+67,481
83
$6.9M 0.01%
214,833
+55,148
84
$6.86M 0.01%
130,257
-29,901
85
$6.78M 0.01%
29,015
+24,515
86
$6.78M 0.01%
353,884
+344,614
87
$6.66M 0.01%
40,665
+39,120
88
$6.58M 0.01%
84,335
-15,135
89
$6.56M 0.01%
98,167
+15,427
90
$6.51M 0.01%
420,355
+177,083
91
$6.49M 0.01%
44,450
-65,620
92
$6.49M 0.01%
36,687
-3,956
93
$6.48M 0.01%
137,844
-91,152
94
$6.38M 0.01%
127,843
-105,260
95
$6.37M 0.01%
44,546
-69,713
96
$6.35M 0.01%
61,248
+59,302
97
$6.31M 0.01%
99,630
+49,880
98
$6.29M 0.01%
+64,714
99
$6.17M 0.01%
117,340
+12,096
100
$6.16M 0.01%
62,877
-2,583