Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
76
$1.38M 0.16%
+11,681
77
$1.35M 0.16%
8,422
+8,030
78
$1.31M 0.15%
54,163
+772
79
$1.29M 0.15%
+16,252
80
$1.27M 0.15%
+4,762
81
$1.27M 0.15%
32,350
+27,210
82
$1.22M 0.14%
+52,998
83
$1.21M 0.14%
7,410
-9,199
84
$1.17M 0.14%
7,074
+2,866
85
$1.16M 0.14%
12,227
-874
86
$1.15M 0.13%
10,401
+4,082
87
$1.15M 0.13%
13,628
+13,422
88
$1.12M 0.13%
19,250
+16,315
89
$1.12M 0.13%
43,824
-7,752
90
$1.09M 0.13%
+44,964
91
$1.08M 0.13%
+34,371
92
$1.08M 0.13%
+14,857
93
$1.06M 0.12%
+13,558
94
$1.06M 0.12%
22,978
+20,468
95
$1.06M 0.12%
52,870
-4,242
96
$1.03M 0.12%
11,105
+8,165
97
$1.01M 0.12%
+22,905
98
$978K 0.11%
16,369
-10,586
99
$968K 0.11%
27,136
+26,124
100
$962K 0.11%
+8,898