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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AMPS
9951
DELISTED
Altus Power
AMPS
-13,410
Closed -$61K
PYCR
9952
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
-263
Closed -$5.82K
LGTY
9953
CALL
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
-11,200
Closed -$124K
LGTY
9954
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
-1,398
Closed -$18.7K
NVRO
9955
PUT
DELISTED
NEVRO CORP.
NVRO
-3,300
Closed -$12K
ITCI
9956
PUT
DELISTED
Intra-Cellular Therapies Inc.
ITCI
-16,700
Closed -$1.39M
TBNK
9957
CALL
DELISTED
Territorial Bancorp Inc.
TBNK
-2,200
Closed -$21K
VOXX
9958
CALL
DELISTED
VOXX International Corporation Class A
VOXX
-15,600
Closed -$115K
VOXX
9959
PUT
DELISTED
VOXX International Corporation Class A
VOXX
-200
Closed -$1K
PTVE
9960
CALL
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
-500
Closed -$8K
PTVE
9961
PUT
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
-3,500
Closed -$61K
ALTR
9962
DELISTED
Altair Engineering Inc
ALTR
-9,381
Closed -$1.04M
ALTR
9963
PUT
DELISTED
Altair Engineering Inc
ALTR
-63,100
Closed -$6.88M
EDR
9964
CALL
DELISTED
Endeavor Group Holdings, Inc.
EDR
-186,200
Closed -$5.83M
SYRS
9965
CALL
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
-6,100
Closed -$1K
SYRS
9966
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
$0 ﹤0.01%
+4,123
New +$695
AZPN
9967
CALL
DELISTED
Aspen Technology Inc
AZPN
-18,000
Closed -$4.49M
AZPN
9968
DELISTED
Aspen Technology Inc
AZPN
-4,688
Closed -$1.17M
AZPN
9969
PUT
DELISTED
Aspen Technology Inc
AZPN
-1,100
Closed -$274K
BEST
9970
CALL
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
-2,700
Closed -$7K
ALTM
9971
CALL
DELISTED
Arcadium Lithium plc
ALTM
-527,900
Closed -$2.71M
ALTM
9972
DELISTED
Arcadium Lithium plc
ALTM
-66,953
Closed -$343K
ALTM
9973
PUT
DELISTED
Arcadium Lithium plc
ALTM
-93,000
Closed -$477K
INFN
9974
CALL
DELISTED
Infinera Corporation Common Stock
INFN
-8,700
Closed -$57K
INFN
9975
PUT
DELISTED
Infinera Corporation Common Stock
INFN
-37,500
Closed -$246K

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Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.