Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$161K ﹤0.01%
+7,250
952
$161K ﹤0.01%
15,056
-13,959
953
$161K ﹤0.01%
100,544
+39,247
954
$159K ﹤0.01%
64,074
+32,601
955
$157K ﹤0.01%
3,823
-5,696
956
$157K ﹤0.01%
+2,353
957
$157K ﹤0.01%
3,949
+937
958
$157K ﹤0.01%
+1,077
959
$154K ﹤0.01%
+34,288
960
$154K ﹤0.01%
834
-1,130
961
$154K ﹤0.01%
900
-30
962
$154K ﹤0.01%
11,668
-399
963
$153K ﹤0.01%
13,266
+375
964
$153K ﹤0.01%
23,061
-10,721
965
$152K ﹤0.01%
+1,699
966
$152K ﹤0.01%
25,221
+19,722
967
$152K ﹤0.01%
11,520
+10,496
968
$152K ﹤0.01%
76,371
+74,581
969
$152K ﹤0.01%
1,100
970
$152K ﹤0.01%
2,130
-42,025
971
$152K ﹤0.01%
+6,267
972
$152K ﹤0.01%
2,774
-8,319
973
$152K ﹤0.01%
33,635
+15,684
974
$151K ﹤0.01%
40,852
+16,716
975
$151K ﹤0.01%
19,904
+19,813