Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$266K ﹤0.01%
8,925
+7,456
952
$265K ﹤0.01%
1,545
-27,285
953
$265K ﹤0.01%
1,602
-361
954
$265K ﹤0.01%
25,680
-53,312
955
$264K ﹤0.01%
61,050
+55,614
956
$263K ﹤0.01%
5,102
+3,315
957
$263K ﹤0.01%
3,062
+2,451
958
$262K ﹤0.01%
4,893
+2,353
959
$260K ﹤0.01%
3,928
-14,050
960
$260K ﹤0.01%
+654
961
$260K ﹤0.01%
17,673
+11,674
962
$259K ﹤0.01%
9,241
-54,812
963
$258K ﹤0.01%
34,182
-61,999
964
$257K ﹤0.01%
+21,605
965
$257K ﹤0.01%
+6,605
966
$257K ﹤0.01%
14,849
+12,347
967
$256K ﹤0.01%
1,994
-2,264
968
$256K ﹤0.01%
29,326
+25,006
969
$256K ﹤0.01%
10,024
+8,566
970
$256K ﹤0.01%
+5,124
971
$255K ﹤0.01%
38,745
+31,585
972
$255K ﹤0.01%
3,027
-8,898
973
$254K ﹤0.01%
8,636
-3,649
974
$253K ﹤0.01%
+64,990
975
$252K ﹤0.01%
+5,623