Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$101K ﹤0.01%
14,346
-60,610
952
$101K ﹤0.01%
4,501
+2,871
953
$101K ﹤0.01%
+3,304
954
$101K ﹤0.01%
5,313
+1,332
955
$101K ﹤0.01%
+2,200
956
$101K ﹤0.01%
+861
957
$100K ﹤0.01%
+5,000
958
$100K ﹤0.01%
+10,399
959
$100K ﹤0.01%
1,067
+679
960
$99K ﹤0.01%
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961
$98K ﹤0.01%
+12,975
962
$98K ﹤0.01%
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963
$98K ﹤0.01%
+1,183
964
$98K ﹤0.01%
23,376
-2,581
965
$97K ﹤0.01%
+6,831
966
$97K ﹤0.01%
12,740
-65,263
967
$97K ﹤0.01%
1,552
+1,430
968
$96K ﹤0.01%
+5,830
969
$96K ﹤0.01%
+2,410
970
$96K ﹤0.01%
8,305
+5,663
971
$95K ﹤0.01%
2,012
+1,457
972
$95K ﹤0.01%
1,260
-2,274
973
$95K ﹤0.01%
+1,005
974
$95K ﹤0.01%
34,918
+5,262
975
$95K ﹤0.01%
12,883
+2,120