Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$75K ﹤0.01%
+2,658
952
$75K ﹤0.01%
9,660
+4,489
953
$74K ﹤0.01%
12,420
+11,890
954
$74K ﹤0.01%
1,416
-3,548
955
$74K ﹤0.01%
4,152
+2,805
956
$74K ﹤0.01%
2,008
-7,166
957
$73K ﹤0.01%
+812
958
$72K ﹤0.01%
9,534
-52,824
959
$72K ﹤0.01%
+18,077
960
$71K ﹤0.01%
+2,732
961
$71K ﹤0.01%
+1,001
962
$71K ﹤0.01%
6,973
+2,658
963
$71K ﹤0.01%
4,346
+1,877
964
$71K ﹤0.01%
2,032
-14,514
965
$70K ﹤0.01%
+2,130
966
$70K ﹤0.01%
+4,679
967
$70K ﹤0.01%
3,077
+2,079
968
$70K ﹤0.01%
6,426
-11,328
969
$70K ﹤0.01%
2,777
-1,476
970
$69K ﹤0.01%
10,440
-6,885
971
$69K ﹤0.01%
+57,179
972
$68K ﹤0.01%
22,839
+13,809
973
$68K ﹤0.01%
1,524
-139
974
$68K ﹤0.01%
1,098
-2,029
975
$68K ﹤0.01%
3,755
+2,676