Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
951
$102K ﹤0.01%
+17,797
952
$102K ﹤0.01%
23,833
+664
953
$102K ﹤0.01%
+914
954
$102K ﹤0.01%
2,425
+1,102
955
$102K ﹤0.01%
1,213
-292
956
$102K ﹤0.01%
7,131
+5,456
957
$101K ﹤0.01%
2,891
+1,313
958
$101K ﹤0.01%
+3,954
959
$101K ﹤0.01%
5,977
-7,993
960
$101K ﹤0.01%
7,526
-6,114
961
$100K ﹤0.01%
+2,906
962
$99K ﹤0.01%
779
-14,211
963
$99K ﹤0.01%
+1,521
964
$99K ﹤0.01%
161
-49
965
$99K ﹤0.01%
4,529
-11,408
966
$98K ﹤0.01%
+2,920
967
$98K ﹤0.01%
5,204
+2,214
968
$98K ﹤0.01%
+5,123
969
$98K ﹤0.01%
6,323
-9,655
970
$97K ﹤0.01%
1,444
+707
971
$97K ﹤0.01%
+1,861
972
$97K ﹤0.01%
+14,487
973
$96K ﹤0.01%
+3,454
974
$96K ﹤0.01%
+11,820
975
$96K ﹤0.01%
+1,284