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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SCHD icon
9526
Schwab US Dividend Equity ETF
SCHD
$101B
-76,471
Closed -$2.09M
SCHH icon
9527
Schwab US REIT ETF
SCHH
$11.5B
-156
Closed -$3K
SCHK icon
9528
Schwab 1000 Index ETF
SCHK
$5.71B
-477
Closed -$13K
SCHO icon
9529
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
-486
Closed -$11K
SCHY icon
9530
Schwab International Dividend Equity ETF
SCHY
$2.4B
-2,036
Closed -$47K
SCI icon
9531
Service Corp International
SCI
$10.7B
-3,073
Closed -$242K
SCL icon
9532
Stepan Co
SCL
$1.34B
$0 ﹤0.01%
+3
New +$183
SCM icon
9533
CALL
Stellus Capital Investment Corp
SCM
$206M
-5,200
Closed -$71K
SHOE
9534
Shoe Station Group
SHOE
$400M
$0 ﹤0.01%
6
-25,586
-100% -$647K
SCYX icon
9535
CALL
SCYNEXIS
SCYX
$39.3M
-138
Closed -$1K
SCYX icon
9536
SCYNEXIS
SCYX
$39.3M
-44
Closed -$381
SDGR icon
9537
Schrodinger
SDGR
$1.12B
-9,068
Closed -$204K
SE icon
9538
Sea Limited
SE
$64.2B
-107,412
Closed -$13.3M
SELF
9539
CALL
Global Self Storage
SELF
$57.9M
-300
Closed -$1K
SERA icon
9540
Sera Prognostics
SERA
$81.5M
$0 ﹤0.01%
64
-5,723
-99% -$29.1K
SERA icon
9541
PUT
Sera Prognostics
SERA
$81.5M
-7,500
Closed -$61K
SES icon
9542
SES AI
SES
$218M
-108,099
Closed -$99.4K
SETH icon
9543
ProShares Short Ether Strategy ETF
SETH
$15.6M
$0 ﹤0.01%
+5
New +$383
SFBS
9544
CALL
ServisFirst Bancshares
SFBS
$4.73B
-600
Closed -$50K
SGC icon
9545
Superior Group of Companies
SGC
$202M
$0 ﹤0.01%
+28
New +$394
SGHC icon
9546
PUT
SGHC Ltd
SGHC
$7.36B
-7,200
Closed -$44K
SGOL icon
9547
abrdn Physical Gold Shares ETF
SGOL
$7.05B
-1,723
Closed -$47.1K
SGMT icon
9548
Sagimet Biosciences
SGMT
$435M
-17,147
Closed -$71.9K
SHC icon
9549
CALL
Sotera Health
SHC
$4.93B
-9,500
Closed -$129K
SHG icon
9550
Shinhan Financial Group
SHG
$33.2B
-150
Closed -$4K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.