Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$281K ﹤0.01%
14,613
-45,614
927
$281K ﹤0.01%
860
+69
928
$280K ﹤0.01%
+11,604
929
$280K ﹤0.01%
+20,230
930
$279K ﹤0.01%
+897
931
$279K ﹤0.01%
39,755
+39,455
932
$278K ﹤0.01%
20,011
-2,463
933
$277K ﹤0.01%
+35,896
934
$276K ﹤0.01%
4,302
+1,649
935
$276K ﹤0.01%
6,579
+3,122
936
$275K ﹤0.01%
+11,619
937
$275K ﹤0.01%
68,444
+27,675
938
$275K ﹤0.01%
+14,800
939
$274K ﹤0.01%
12,433
+12,264
940
$273K ﹤0.01%
+3,401
941
$273K ﹤0.01%
2,704
+1,812
942
$272K ﹤0.01%
12,021
-21,778
943
$272K ﹤0.01%
35,672
+13,373
944
$270K ﹤0.01%
5,106
-2,325
945
$269K ﹤0.01%
5,809
+4,700
946
$268K ﹤0.01%
2,650
+2,571
947
$267K ﹤0.01%
35,162
-1,701
948
$267K ﹤0.01%
4,747
+3,221
949
$266K ﹤0.01%
6,920
+4,007
950
$266K ﹤0.01%
+1,953