Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$125K ﹤0.01%
5,482
-3,518
927
$124K ﹤0.01%
+3,615
928
$124K ﹤0.01%
5,021
+4,195
929
$123K ﹤0.01%
1,034
+916
930
$122K ﹤0.01%
+12,327
931
$121K ﹤0.01%
860
-14,249
932
$121K ﹤0.01%
+1,621
933
$121K ﹤0.01%
13,281
+12,779
934
$121K ﹤0.01%
4,911
-6,626
935
$120K ﹤0.01%
+166
936
$120K ﹤0.01%
+13,920
937
$120K ﹤0.01%
+20,858
938
$119K ﹤0.01%
553
-344
939
$119K ﹤0.01%
18,989
+4,408
940
$119K ﹤0.01%
12,755
-38,113
941
$119K ﹤0.01%
+16,491
942
$119K ﹤0.01%
4,124
+3,554
943
$118K ﹤0.01%
2,143
+367
944
$118K ﹤0.01%
25,408
+2,290
945
$118K ﹤0.01%
+21,114
946
$117K ﹤0.01%
+5,003
947
$117K ﹤0.01%
26,858
+7,413
948
$117K ﹤0.01%
16,528
-4,574
949
$117K ﹤0.01%
1,077
-10,871
950
$117K ﹤0.01%
655
-1,144