Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$109K ﹤0.01%
+3,901
927
$108K ﹤0.01%
+17,516
928
$108K ﹤0.01%
9,058
-3,277
929
$108K ﹤0.01%
+11,093
930
$108K ﹤0.01%
37,509
-4,679
931
$107K ﹤0.01%
9,977
+9,719
932
$107K ﹤0.01%
6,824
+4,445
933
$107K ﹤0.01%
+8,773
934
$106K ﹤0.01%
+25,779
935
$105K ﹤0.01%
11,645
+6,863
936
$105K ﹤0.01%
27,371
-44,659
937
$105K ﹤0.01%
1,412
-1,000
938
$104K ﹤0.01%
+1,973
939
$104K ﹤0.01%
19,445
+17,446
940
$104K ﹤0.01%
4,210
+2,803
941
$104K ﹤0.01%
+13,580
942
$104K ﹤0.01%
1,200
-51,023
943
$104K ﹤0.01%
57,805
+27,220
944
$103K ﹤0.01%
+2,750
945
$103K ﹤0.01%
+3,182
946
$102K ﹤0.01%
3,608
+852
947
$102K ﹤0.01%
1,819
+1,683
948
$102K ﹤0.01%
11,658
-389
949
$102K ﹤0.01%
4,844
+4,750
950
$101K ﹤0.01%
7,584
+2,993