Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$82K ﹤0.01%
+1,979
927
$81K ﹤0.01%
+2,252
928
$81K ﹤0.01%
+1,218
929
$80K ﹤0.01%
11,956
+8,133
930
$80K ﹤0.01%
2,768
-17,408
931
$80K ﹤0.01%
+418
932
$80K ﹤0.01%
15,754
-2,758
933
$79K ﹤0.01%
1,474
-240
934
$79K ﹤0.01%
14,663
-3,213
935
$79K ﹤0.01%
+1,300
936
$79K ﹤0.01%
+1,371
937
$78K ﹤0.01%
+4,532
938
$78K ﹤0.01%
+10,721
939
$77K ﹤0.01%
12,736
-37,669
940
$77K ﹤0.01%
+1
941
$76K ﹤0.01%
+9,021
942
$76K ﹤0.01%
9,696
-7,189
943
$76K ﹤0.01%
+1,484
944
$76K ﹤0.01%
+1,359
945
$75K ﹤0.01%
+299
946
$75K ﹤0.01%
+782
947
$75K ﹤0.01%
4,565
-18,538
948
$75K ﹤0.01%
2,565
-754
949
$74K ﹤0.01%
5,139
+2,925
950
$74K ﹤0.01%
34
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