Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
926
$35K ﹤0.01%
+2,377
927
$34K ﹤0.01%
1,768
+557
928
$34K ﹤0.01%
+824
929
$34K ﹤0.01%
+2,630
930
$34K ﹤0.01%
+2,254
931
$34K ﹤0.01%
18,846
-6,078
932
$34K ﹤0.01%
+3,269
933
$33K ﹤0.01%
+600
934
$33K ﹤0.01%
+504
935
$33K ﹤0.01%
+4,781
936
$33K ﹤0.01%
1,316
+445
937
$33K ﹤0.01%
1,332
-10,296
938
$33K ﹤0.01%
6,096
+2,907
939
$33K ﹤0.01%
+1,284
940
$33K ﹤0.01%
877
+759
941
$33K ﹤0.01%
228
+223
942
$33K ﹤0.01%
+2,111
943
$33K ﹤0.01%
+199
944
$33K ﹤0.01%
1,485
+783
945
$33K ﹤0.01%
712
-396
946
$32K ﹤0.01%
+442
947
$32K ﹤0.01%
1,142
-1,676
948
$32K ﹤0.01%
+710
949
$32K ﹤0.01%
100
-143
950
$32K ﹤0.01%
+427