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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PRDO icon
9401
Perdoceo Education
PRDO
$1.84B
-1,214
Closed -$32.3K
PRFZ icon
9402
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.78B
-300
Closed -$12K
PRGS icon
9403
Progress Software
PRGS
$1.55B
-953
Closed -$54.5K
PRGO icon
9404
Perrigo
PRGO
$1.45B
-47,787
Closed -$1.24M
PRI icon
9405
Primerica
PRI
$9.76B
-13
Closed -$3.7K
PRM icon
9406
PUT
Perimeter Solutions
PRM
$5.55B
-100
Closed -$1K
PRNT icon
9407
The 3D Printing ETF
PRNT
$58.5M
-30
Closed
PROK icon
9408
PUT
ProKidney
PROK
$314M
-700
Closed -$1K
PSCH icon
9409
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
-4
Closed
PSEC icon
9410
Prospect Capital
PSEC
$1.07B
-42,409
Closed -$182K
PSMT icon
9411
CALL
Pricesmart
PSMT
$5.74B
-2,700
Closed -$248K
PSN icon
9412
Parsons
PSN
$6.16B
-15,991
Closed -$1.16M
PSO icon
9413
PUT
Pearson
PSO
$9.66B
-200
Closed -$3K
PSTL
9414
PUT
Postal Realty Trust
PSTL
$723M
-4,000
Closed -$52K
PTLC icon
9415
PUT
Pacer Trendpilot US Large Cap ETF
PTLC
$3.28B
-900
Closed -$41K
BCIC
9416
PUT
BCP Investment Corp
BCIC
$87.3M
-100
Closed -$1K
PWP icon
9417
Perella Weinberg Partners
PWP
$1.1B
$0 ﹤0.01%
+51
New +$1.16K
RPC
9418
Ridgepost Capital
RPC
$915M
-4,577
Closed -$58.2K
PYPL icon
9419
PayPal
PYPL
$49B
-29,499
Closed -$2.3M
QBTS icon
9420
D-Wave Quantum
QBTS
$6.43B
-187,924
Closed -$1.26M
QQEW icon
9421
CALL
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
-600
Closed -$74K
QQQ icon
9422
Invesco QQQ Trust
QQQ
$469B
-77,023
Closed -$39.1M
QQQJ icon
9423
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
-96
Closed -$2K
QQQY icon
9424
Tidal Trust II Defiance Nasdaq 100 Weekly Distribution ETF
QQQY
$185M
-2,342
Closed -$72K
QRHC icon
9425
CALL
Quest Resource Holding
QRHC
$26.3M
-12,800
Closed -$83K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.