Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$181K ﹤0.01%
5,923
+5,889
902
$180K ﹤0.01%
13,770
-46,878
903
$180K ﹤0.01%
+16,837
904
$180K ﹤0.01%
18,037
+11,465
905
$179K ﹤0.01%
2,553
+2,310
906
$179K ﹤0.01%
9,491
+7,989
907
$178K ﹤0.01%
99,358
-50,486
908
$177K ﹤0.01%
2,761
-1,105
909
$177K ﹤0.01%
39,959
+23,087
910
$176K ﹤0.01%
11,350
-1,393
911
$176K ﹤0.01%
10,595
-6,980
912
$175K ﹤0.01%
82,255
-75,464
913
$175K ﹤0.01%
27,734
-2,782
914
$174K ﹤0.01%
120,063
-30,255
915
$174K ﹤0.01%
24,241
+9,405
916
$173K ﹤0.01%
4,563
+1,431
917
$173K ﹤0.01%
495
-595
918
$173K ﹤0.01%
1,104
-3,927
919
$173K ﹤0.01%
4,024
-5,329
920
$172K ﹤0.01%
11,433
-3,211
921
$172K ﹤0.01%
1,187
+1,045
922
$171K ﹤0.01%
17,026
-13,600
923
$170K ﹤0.01%
175,204
+45,978
924
$170K ﹤0.01%
1,390
+745
925
$170K ﹤0.01%
9,919
+9,733