Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$364K ﹤0.01%
+3,761
902
$364K ﹤0.01%
+4,210
903
$363K ﹤0.01%
+55,473
904
$363K ﹤0.01%
+1,198
905
$363K ﹤0.01%
+8,045
906
$361K ﹤0.01%
60,136
+55,676
907
$360K ﹤0.01%
23,025
-13,876
908
$360K ﹤0.01%
1,218
-2,897
909
$359K ﹤0.01%
+20,663
910
$358K ﹤0.01%
9,885
-2,701
911
$355K ﹤0.01%
+22,100
912
$354K ﹤0.01%
7,508
+6,620
913
$354K ﹤0.01%
38,853
+36,847
914
$352K ﹤0.01%
+519
915
$351K ﹤0.01%
24,199
+19,956
916
$351K ﹤0.01%
10,730
-17,395
917
$347K ﹤0.01%
+23,259
918
$346K ﹤0.01%
+7,337
919
$346K ﹤0.01%
5,539
+1,220
920
$346K ﹤0.01%
+34,828
921
$346K ﹤0.01%
+1,067
922
$344K ﹤0.01%
5,302
-6,536
923
$343K ﹤0.01%
+88,253
924
$343K ﹤0.01%
128,661
-20,084
925
$342K ﹤0.01%
3,563
-33,482