Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$464K ﹤0.01%
+1,283
902
$464K ﹤0.01%
30,264
-11,867
903
$463K ﹤0.01%
4,138
+1,434
904
$463K ﹤0.01%
1,638
+1,190
905
$463K ﹤0.01%
146,210
-15,934
906
$462K ﹤0.01%
1,631
-248
907
$461K ﹤0.01%
8,575
-76,322
908
$459K ﹤0.01%
1,077
-2,443
909
$458K ﹤0.01%
5,152
+2,997
910
$458K ﹤0.01%
1,960
+1,760
911
$458K ﹤0.01%
21,171
-33,087
912
$455K ﹤0.01%
19,910
-5,253
913
$455K ﹤0.01%
9,554
-28,126
914
$455K ﹤0.01%
+10,699
915
$453K ﹤0.01%
17,438
-51,812
916
$450K ﹤0.01%
3,845
+246
917
$448K ﹤0.01%
11,751
+9,197
918
$447K ﹤0.01%
77,800
+70,043
919
$446K ﹤0.01%
+2,118
920
$445K ﹤0.01%
20,589
-52,329
921
$445K ﹤0.01%
+28,116
922
$444K ﹤0.01%
14,117
+13,382
923
$441K ﹤0.01%
55,087
+29,543
924
$441K ﹤0.01%
30,324
-2,428
925
$439K ﹤0.01%
45,174
+3,426