Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$119K ﹤0.01%
3,328
-1,331
902
$119K ﹤0.01%
+45,604
903
$119K ﹤0.01%
+18,948
904
$118K ﹤0.01%
+24,353
905
$118K ﹤0.01%
14,039
-57,611
906
$117K ﹤0.01%
4,357
+1,228
907
$117K ﹤0.01%
+28,281
908
$117K ﹤0.01%
11,443
+9,499
909
$115K ﹤0.01%
5,200
-73,920
910
$115K ﹤0.01%
27,359
-120,400
911
$114K ﹤0.01%
21,102
-16,641
912
$114K ﹤0.01%
7,260
-79,020
913
$114K ﹤0.01%
+2,106
914
$114K ﹤0.01%
2,760
-1,782
915
$113K ﹤0.01%
5,344
+4,444
916
$113K ﹤0.01%
11,286
-4,860
917
$113K ﹤0.01%
309
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918
$113K ﹤0.01%
34,269
+9,455
919
$112K ﹤0.01%
3,689
+2,699
920
$112K ﹤0.01%
8,467
+3,195
921
$112K ﹤0.01%
+23,923
922
$112K ﹤0.01%
+2,195
923
$110K ﹤0.01%
25,940
+25,308
924
$110K ﹤0.01%
233
-1
925
$109K ﹤0.01%
+1,556