Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$89K ﹤0.01%
7
-18
902
$89K ﹤0.01%
2,182
-826
903
$89K ﹤0.01%
5,057
+2,454
904
$88K ﹤0.01%
2,950
+2,582
905
$88K ﹤0.01%
+4,963
906
$88K ﹤0.01%
+7,368
907
$88K ﹤0.01%
1,781
+487
908
$87K ﹤0.01%
+2,372
909
$87K ﹤0.01%
35,723
+7,182
910
$86K ﹤0.01%
+3,894
911
$86K ﹤0.01%
+2,082
912
$86K ﹤0.01%
+384
913
$85K ﹤0.01%
4,282
+1,371
914
$84K ﹤0.01%
2,078
+2,071
915
$83K ﹤0.01%
2,121
-500
916
$83K ﹤0.01%
+590
917
$83K ﹤0.01%
17,169
+5,378
918
$83K ﹤0.01%
+696
919
$83K ﹤0.01%
+214
920
$83K ﹤0.01%
+7,065
921
$82K ﹤0.01%
4,169
-8,294
922
$82K ﹤0.01%
+2,482
923
$82K ﹤0.01%
+964
924
$82K ﹤0.01%
2,316
+1,538
925
$82K ﹤0.01%
+6,357