Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$86K ﹤0.01%
+516
902
$85K ﹤0.01%
+893
903
$85K ﹤0.01%
+741
904
$85K ﹤0.01%
1,657
-4,280
905
$85K ﹤0.01%
1,062
-9,116
906
$85K ﹤0.01%
7,721
-5,940
907
$84K ﹤0.01%
+7,072
908
$84K ﹤0.01%
+4,422
909
$84K ﹤0.01%
3,262
+801
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$84K ﹤0.01%
+895
911
$84K ﹤0.01%
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-84
912
$83K ﹤0.01%
2,293
-5,512
913
$83K ﹤0.01%
215
+190
914
$83K ﹤0.01%
2,504
+1,440
915
$83K ﹤0.01%
+1,588
916
$83K ﹤0.01%
+871
917
$82K ﹤0.01%
+1,231
918
$82K ﹤0.01%
3,142
-1,449
919
$82K ﹤0.01%
+21,851
920
$82K ﹤0.01%
+10,965
921
$81K ﹤0.01%
+2,924
922
$81K ﹤0.01%
4,371
-1,577
923
$81K ﹤0.01%
82
+16
924
$81K ﹤0.01%
241
+93
925
$81K ﹤0.01%
+13,736