Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
901
$55K ﹤0.01%
1,695
+1,476
902
$55K ﹤0.01%
+1,850
903
$55K ﹤0.01%
9,140
-26,056
904
$55K ﹤0.01%
+1,910
905
$55K ﹤0.01%
+8,592
906
$55K ﹤0.01%
+2,281
907
$55K ﹤0.01%
3,891
+2,791
908
$55K ﹤0.01%
+1,566
909
$55K ﹤0.01%
3,302
-1,020
910
$55K ﹤0.01%
+2,005
911
$55K ﹤0.01%
2,403
+1,812
912
$55K ﹤0.01%
1,748
-1,364
913
$55K ﹤0.01%
3,439
-4,410
914
$55K ﹤0.01%
1,282
-22,014
915
$54K ﹤0.01%
+2,384
916
$54K ﹤0.01%
+9,385
917
$54K ﹤0.01%
7,562
+624
918
$54K ﹤0.01%
6,442
+5,016
919
$53K ﹤0.01%
4,085
-482
920
$53K ﹤0.01%
+1,048
921
$53K ﹤0.01%
+6,537
922
$52K ﹤0.01%
1,410
+669
923
$52K ﹤0.01%
1,119
-741
924
$52K ﹤0.01%
20,125
+15,343
925
$52K ﹤0.01%
3,077
+2,480