We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TBHC
9076
DELISTED
The Brand House Collective
TBHC
-41,616
Closed -$60.6K
KLAC icon
9077
KLA
KLAC
$286B
-38,250
Closed -$2.76M
KLIP icon
9078
KraneShares China Internet and Covered Call Strategy ETF
KLIP
$103M
-2,328
Closed -$75K
KLIC icon
9079
Kulicke & Soffa
KLIC
$5.55B
-1,417
Closed -$58.1K
KLXE icon
9080
KLX Energy Services
KLXE
$49.3M
-23,536
Closed -$113K
KMB icon
9081
Kimberly-Clark
KMB
$35.6B
-3,871
Closed -$522K
KMT icon
9082
PUT
Kennametal
KMT
$2.66B
-1,100
Closed -$26K
KNF icon
9083
CALL
Knife River
KNF
$4.41B
-500
Closed -$50K
KNOP icon
9084
KNOT Offshore Partners
KNOP
$360M
-4,803
Closed -$27.8K
KO icon
9085
Coca-Cola
KO
$349B
-199,658
Closed -$13.3M
KOD icon
9086
Kodiak Sciences
KOD
$2.57B
-169
Closed -$919
KOD icon
9087
PUT
Kodiak Sciences
KOD
$2.57B
-2,800
Closed -$27K
KORU icon
9088
Direxion Daily MSCI South Korea Bull 3X ETF
KORU
$1.64B
-200
Closed
KRBN icon
9089
KraneShares Global Carbon Strategy ETF
KRBN
$142M
$0 ﹤0.01%
+15
New +$437
KR icon
9090
Kroger
KR
$34.2B
-25,044
Closed -$1.59M
KRE icon
9091
State Street SPDR S&P Regional Banking ETF
KRE
$4.82B
-19,067
Closed -$1.15M
KRG icon
9092
Kite Realty
KRG
$5.87B
$0 ﹤0.01%
32
-21
-40% -$480
KRNT icon
9093
CALL
Kornit Digital
KRNT
$689M
-400
Closed -$12K
KRNT icon
9094
Kornit Digital
KRNT
$689M
$0 ﹤0.01%
35
-1,208
-97% -$31.6K
KRNY icon
9095
Kearny Financial
KRNY
$574M
$0 ﹤0.01%
+15
New +$103
KRYS icon
9096
CALL
Krystal Biotech
KRYS
$9.65B
-1,000
Closed -$156K
KSPI icon
9097
Kaspi.kz JSC
KSPI
$16.2B
-743
Closed -$72.8K
KSS icon
9098
Kohl's
KSS
$2.06B
-60,963
Closed -$708K
KT icon
9099
KT
KT
$8.7B
$0 ﹤0.01%
+3
New +$52
KXI icon
9100
iShares Global Consumer Staples ETF
KXI
$1.02B
-95
Closed -$5K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.