Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$326K ﹤0.01%
+32,736
877
$326K ﹤0.01%
+655
878
$325K ﹤0.01%
+4,535
879
$323K ﹤0.01%
9,466
+758
880
$323K ﹤0.01%
639
+494
881
$322K ﹤0.01%
16,924
+9,398
882
$322K ﹤0.01%
31,317
+18,031
883
$322K ﹤0.01%
30,321
-187,321
884
$321K ﹤0.01%
7,400
+500
885
$321K ﹤0.01%
+11,507
886
$319K ﹤0.01%
3,499
+2,513
887
$319K ﹤0.01%
1,918
+1,751
888
$318K ﹤0.01%
+7,740
889
$316K ﹤0.01%
18,072
-22,697
890
$316K ﹤0.01%
11,470
-10,147
891
$314K ﹤0.01%
9,830
+9,510
892
$311K ﹤0.01%
+2,220
893
$310K ﹤0.01%
17,025
+14,425
894
$309K ﹤0.01%
+32,413
895
$308K ﹤0.01%
4,296
-2,442
896
$307K ﹤0.01%
5,895
+674
897
$306K ﹤0.01%
1,788
-1,352
898
$305K ﹤0.01%
40,384
+40,034
899
$305K ﹤0.01%
5,786
-9,086
900
$305K ﹤0.01%
5,690
+5,593