Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$129K ﹤0.01%
+9,294
877
$129K ﹤0.01%
+39,889
878
$127K ﹤0.01%
+11,877
879
$127K ﹤0.01%
14,056
+11,574
880
$127K ﹤0.01%
+859
881
$127K ﹤0.01%
7,397
-11,794
882
$126K ﹤0.01%
6,651
+4,299
883
$126K ﹤0.01%
2,629
+335
884
$125K ﹤0.01%
+7,450
885
$125K ﹤0.01%
4,803
+4,378
886
$124K ﹤0.01%
+4,609
887
$123K ﹤0.01%
+15,722
888
$123K ﹤0.01%
4,652
+241
889
$123K ﹤0.01%
+3,130
890
$122K ﹤0.01%
53,407
+46,632
891
$122K ﹤0.01%
+1,310
892
$121K ﹤0.01%
20,319
+17,280
893
$121K ﹤0.01%
276
-228
894
$121K ﹤0.01%
+999
895
$120K ﹤0.01%
1,230
-2,816
896
$120K ﹤0.01%
+7,103
897
$120K ﹤0.01%
5,887
+1,723
898
$120K ﹤0.01%
1,090
-9,468
899
$119K ﹤0.01%
+9,811
900
$119K ﹤0.01%
6,993
-12,640