Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$98K ﹤0.01%
2,820
+160
877
$98K ﹤0.01%
8,588
+8,097
878
$98K ﹤0.01%
+2,334
879
$98K ﹤0.01%
3,260
-23,295
880
$97K ﹤0.01%
+1,142
881
$96K ﹤0.01%
+11,593
882
$96K ﹤0.01%
+2,681
883
$96K ﹤0.01%
1,274
-284
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$95K ﹤0.01%
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885
$95K ﹤0.01%
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886
$95K ﹤0.01%
2,728
-19,998
887
$94K ﹤0.01%
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888
$94K ﹤0.01%
+7,097
889
$93K ﹤0.01%
81,138
+53,902
890
$93K ﹤0.01%
+19,940
891
$93K ﹤0.01%
73,851
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892
$92K ﹤0.01%
6,295
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893
$92K ﹤0.01%
16,057
+5,910
894
$92K ﹤0.01%
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895
$91K ﹤0.01%
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896
$91K ﹤0.01%
6,069
-26,226
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$91K ﹤0.01%
6,752
+6,356
898
$91K ﹤0.01%
+606
899
$90K ﹤0.01%
29,203
-3,517
900
$90K ﹤0.01%
3,274
+1,593