Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$109K ﹤0.01%
7,376
-2,631
877
$109K ﹤0.01%
757
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878
$108K ﹤0.01%
+1,089
879
$107K ﹤0.01%
+86
880
$105K ﹤0.01%
2,188
-7,892
881
$105K ﹤0.01%
9,752
+5,170
882
$105K ﹤0.01%
+16,847
883
$105K ﹤0.01%
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884
$105K ﹤0.01%
4,616
-6,530
885
$104K ﹤0.01%
13,810
+13,083
886
$103K ﹤0.01%
4,058
-74
887
$103K ﹤0.01%
27,963
+24,330
888
$103K ﹤0.01%
46,086
-38,179
889
$102K ﹤0.01%
27,161
+21,170
890
$101K ﹤0.01%
8,677
+7,088
891
$101K ﹤0.01%
+4,572
892
$101K ﹤0.01%
2,407
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893
$100K ﹤0.01%
864
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$100K ﹤0.01%
+1,800
895
$100K ﹤0.01%
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896
$100K ﹤0.01%
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897
$100K ﹤0.01%
2,939
-13,306
898
$99K ﹤0.01%
36,301
+18,149
899
$99K ﹤0.01%
5,878
-1,220
900
$99K ﹤0.01%
1,150
+1,110