Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$114K ﹤0.01%
1,276
+831
877
$113K ﹤0.01%
10,498
+5,539
878
$113K ﹤0.01%
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+2,438
879
$112K ﹤0.01%
+3,803
880
$110K ﹤0.01%
14,466
+6,455
881
$110K ﹤0.01%
+3,794
882
$110K ﹤0.01%
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883
$109K ﹤0.01%
+15,116
884
$109K ﹤0.01%
3,292
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$109K ﹤0.01%
+1,912
886
$109K ﹤0.01%
116
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887
$108K ﹤0.01%
3,873
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888
$108K ﹤0.01%
1,951
-1,485
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$108K ﹤0.01%
2,626
-764
890
$108K ﹤0.01%
38,314
+33,078
891
$107K ﹤0.01%
17
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892
$107K ﹤0.01%
+26,874
893
$107K ﹤0.01%
+1,177
894
$105K ﹤0.01%
+5,856
895
$105K ﹤0.01%
4,196
-7,416
896
$105K ﹤0.01%
482
+302
897
$105K ﹤0.01%
10,020
-11,625
898
$104K ﹤0.01%
7,773
+3,763
899
$103K ﹤0.01%
9,077
+7,313
900
$103K ﹤0.01%
+948