Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
876
$54K ﹤0.01%
1,144
+1,060
877
$54K ﹤0.01%
569
+240
878
$54K ﹤0.01%
6,388
+6,042
879
$54K ﹤0.01%
+2,893
880
$53K ﹤0.01%
5,120
-4,328
881
$53K ﹤0.01%
1,435
-6,131
882
$53K ﹤0.01%
1,905
+1,708
883
$53K ﹤0.01%
+615
884
$52K ﹤0.01%
1,018
+164
885
$52K ﹤0.01%
300
-2,156
886
$52K ﹤0.01%
1,782
-443
887
$52K ﹤0.01%
5,549
-5,503
888
$52K ﹤0.01%
624
+391
889
$52K ﹤0.01%
4,160
+3,437
890
$52K ﹤0.01%
1,318
-7,165
891
$52K ﹤0.01%
1,514
+1,384
892
$52K ﹤0.01%
12,934
+7,814
893
$52K ﹤0.01%
+819
894
$51K ﹤0.01%
+1,979
895
$51K ﹤0.01%
2,154
-15,096
896
$51K ﹤0.01%
+845
897
$51K ﹤0.01%
1,298
-812
898
$51K ﹤0.01%
978
-440
899
$51K ﹤0.01%
10,681
+9,860
900
$51K ﹤0.01%
15
+12