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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
GORV
8901
CALL
DELISTED
Lazydays
GORV
-67
Closed -$1K
GORV
8902
DELISTED
Lazydays
GORV
$0 ﹤0.01%
22
+10
+83% +$216
GPIX icon
8903
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.78B
$0 ﹤0.01%
+6
New +$294
GPMT
8904
Granite Point Mortgage Trust
GPMT
$66.1M
-9,318
Closed -$26.5K
GPOR icon
8905
Gulfport Energy Corp
GPOR
$2.84B
-9
Closed -$1.64K
GRID
8906
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
-150
Closed -$17K
GROW icon
8907
US Global Investors
GROW
$36.8M
-54
Closed
GRRR
8908
Gorilla Technology Group
GRRR
$341M
-53,299
Closed -$1.21M
GRWG icon
8909
CALL
GrowGeneration
GRWG
$82.9M
-15,400
Closed -$26K
GS icon
8910
Goldman Sachs
GS
$316B
-4,995
Closed -$3.01M
GSEW icon
8911
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
-386
Closed -$29K
GSG icon
8912
PUT
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
-2,000
Closed -$43K
GSHD icon
8913
CALL
Goosehead Insurance
GSHD
$1.34B
-1,600
Closed -$171K
GSHD icon
8914
PUT
Goosehead Insurance
GSHD
$1.34B
-100
Closed -$10K
GSIT icon
8915
GSI Technology
GSIT
$223M
-1,962
Closed -$5.73K
GSK icon
8916
GSK
GSK
$103B
-42,113
Closed -$1.54M
GSL icon
8917
Global Ship Lease
GSL
$1.57B
-155,752
Closed -$3.48M
GTES icon
8918
Gates Industrial Corporation Ltd.
GTES
$6.89B
-2,886
Closed -$59.5K
GTIM icon
8919
Good Times Restaurants
GTIM
$14.8M
-1,219
Closed -$3.02K
GTIM icon
8920
PUT
Good Times Restaurants
GTIM
$14.8M
-1,900
Closed -$4K
GVA icon
8921
PUT
Granite Construction
GVA
$5.54B
-700
Closed -$61K
GWRE icon
8922
Guidewire Software
GWRE
$11.5B
-1,026
Closed -$199K
GWRS icon
8923
PUT
Global Water Resources
GWRS
$208M
-57,800
Closed -$664K
HAS icon
8924
Hasbro
HAS
$12.5B
-20,598
Closed -$1.25M
HBAN icon
8925
Huntington Bancshares
HBAN
$35B
-23,527
Closed -$379K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.