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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FTDR icon
8851
PUT
Frontdoor
FTDR
$5.07B
-100
Closed -$5K
FTEC icon
8852
Fidelity MSCI Information Technology Index ETF
FTEC
$20.1B
-192
Closed -$35K
FTFT icon
8853
Future FinTech Group
FTFT
$2.3M
$0 ﹤0.01%
24
+11
+85% +$431
FTNT icon
8854
Fortinet
FTNT
$112B
-222,215
Closed -$22.5M
FULC icon
8855
PUT
Fulcrum Therapeutics
FULC
$251M
-9,900
Closed -$46K
FVD icon
8856
CALL
First Trust Value Line Dividend Fund
FVD
$8.27B
-1,100
Closed -$48K
FWONK icon
8857
Liberty Media Series C
FWONK
$24.2B
-5,380
Closed -$498K
FXA icon
8858
CALL
Invesco CurrencyShares Australian Dollar Trust
FXA
$97M
-1,500
Closed -$91K
FXA icon
8859
PUT
Invesco CurrencyShares Australian Dollar Trust
FXA
$97M
-1,200
Closed -$73K
FWRG icon
8860
CALL
First Watch Restaurant Group
FWRG
$756M
-1,600
Closed -$29K
FXC icon
8861
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.4M
-3,252
Closed -$222K
FXF icon
8862
Invesco CurrencyShares Swiss Franc Trust
FXF
$410M
-3,215
Closed -$318K
FXF icon
8863
PUT
Invesco CurrencyShares Swiss Franc Trust
FXF
$410M
-300
Closed -$29K
FXL icon
8864
First Trust Technology AlphaDEX Fund
FXL
$2.5B
-19
Closed -$2K
GALT icon
8865
Galectin Therapeutics
GALT
$234M
$0 ﹤0.01%
779
-17,205
-96% -$24.1K
GAMB
8866
CALL
DELISTED
Gambling.com
GAMB
-900
Closed -$12K
GB
8867
CALL
DELISTED
Global Blue Group Holding
GB
-700
Closed -$4K
GCO icon
8868
CALL
Genesco
GCO
$398M
-100
Closed -$4K
GCO icon
8869
Genesco
GCO
$398M
-3,315
Closed -$115K
GCOR icon
8870
PUT
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$791M
-200
Closed -$8K
GDE icon
8871
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
$435M
-2,452
Closed -$90K
GDOT icon
8872
PUT
Green Dot
GDOT
$754M
-200
Closed -$2K
GDX icon
8873
VanEck Gold Miners ETF
GDX
$23.1B
-314,070
Closed -$12.7M
GDXJ icon
8874
VanEck Junior Gold Miners ETF
GDXJ
$7.11B
-45,393
Closed -$1.94M
GDYN icon
8875
Grid Dynamics Holdings
GDYN
$481M
$0 ﹤0.01%
13
-5,026
-100% -$101K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.