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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FINX icon
8826
Global X FinTech ETF
FINX
$169M
-100
Closed -$3K
FIP icon
8827
FTAI Infrastructure
FIP
$507M
-54,922
Closed -$343K
FISI icon
8828
PUT
Financial Institutions
FISI
$808M
-100
Closed -$2K
FITB
8829
Fifth Third Bancorp
FITB
$52.2B
-12,290
Closed -$518K
FITE
8830
State Street SPDR S&P Kensho Future Security ETF
FITE
$145M
-100
Closed -$6K
FKWL icon
8831
Franklin Wireless
FKWL
$27.6M
-5,497
Closed -$31.2K
FLBR icon
8832
Franklin FTSE Brazil ETF
FLBR
$541M
-200
Closed -$2K
FLIC
8833
CALL
DELISTED
First of Long Island Corp
FLIC
-1,500
Closed -$17K
FLNG icon
8834
FLEX LNG
FLNG
$1.66B
-4,186
Closed -$100K
FLUX icon
8835
Flux Power
FLUX
$13.1M
-1,291
Closed -$2.13K
FLWS icon
8836
1-800-Flowers.com
FLWS
$245M
-5,235
Closed -$38.5K
FMS icon
8837
Fresenius Medical Care
FMS
$13.2B
-3,806
Closed -$90.6K
FNF icon
8838
Fidelity National Financial
FNF
$13.8B
-15,532
Closed -$933K
FNGG icon
8839
Direxion Daily NYSE FANG+ Bull 2X ETF
FNGG
$117M
$0 ﹤0.01%
3
-1,474
-100% -$256K
FNGS icon
8840
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$547M
-16,956
Closed -$955K
FNGS icon
8841
PUT
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$547M
-200
Closed -$11K
FNGR icon
8842
FingerMotion
FNGR
$16.8M
-45,680
Closed -$58.9K
FNGR icon
8843
PUT
FingerMotion
FNGR
$16.8M
-23,600
Closed -$28K
FOSL icon
8844
PUT
Fossil Group
FOSL
$239M
-14,400
Closed -$24K
FOX icon
8845
Fox Class B
FOX
$20.8B
-282
Closed -$14K
FPA icon
8846
CALL
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
-100
Closed -$5K
FPA icon
8847
PUT
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$108M
-2,100
Closed -$31K
FR icon
8848
CALL
First Industrial Realty Trust
FR
$8.88B
-3,600
Closed -$180K
FRGE
8849
CALL
DELISTED
Forge Global Holdings
FRGE
-5,807
Closed -$81K
FSV icon
8850
FirstService
FSV
$6.36B
$0 ﹤0.01%
+3
New +$526

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Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.