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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
FC icon
8801
Franklin Covey
FC
$235M
$0 ﹤0.01%
+20
New +$662
FC icon
8802
PUT
Franklin Covey
FC
$235M
-200
Closed -$7K
FCA icon
8803
First Trust China AlphaDEX Fund
FCA
$32.6M
-390
Closed -$7K
FCF icon
8804
CALL
First Commonwealth Financial
FCF
$2.12B
-100
Closed -$1K
FCFS icon
8805
CALL
FirstCash
FCFS
$8.65B
-2,200
Closed -$227K
FCFS icon
8806
PUT
FirstCash
FCFS
$8.65B
-1,100
Closed -$113K
FCNCA icon
8807
First Citizens BancShares
FCNCA
$24.7B
-1,720
Closed -$3.5M
FCPT icon
8808
Four Corners Property Trust
FCPT
$2.86B
-42
Closed -$1K
FDD icon
8809
CALL
First Trust STOXX European Select Dividend Income Fund
FDD
$857M
-200
Closed -$2K
FDL icon
8810
CALL
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.71B
-200
Closed -$8K
FDRV icon
8811
Fidelity Electric Vehicles and Future Transportation ETF
FDRV
$26.5M
-2
Closed
FDS icon
8812
CALL
Factset
FDS
$9.08B
-1,600
Closed -$768K
FDUS icon
8813
Fidus Investment
FDUS
$736M
-353
Closed -$7.74K
FEAM icon
8814
5E Advanced Materials
FEAM
$48.6M
-18
Closed
FENG
8815
Phoenix New Media
FENG
$16.8M
-91
Closed
FEZ icon
8816
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
-5,450
Closed -$262K
FFBC icon
8817
PUT
First Financial Bancorp
FFBC
$3.56B
-1,200
Closed -$32K
FG icon
8818
F&G Annuities & Life
FG
$3.96B
-230
Closed -$9.66K
KYNB
8819
Kyntra Bio
KYNB
$28.6M
-1,540
Closed -$18.5K
FHN icon
8820
First Horizon
FHN
$12.1B
-146,930
Closed -$3.02M
FHTX icon
8821
CALL
Foghorn Therapeutics
FHTX
$282M
-1,000
Closed -$4K
FIBK icon
8822
First Interstate BancSystem
FIBK
$3.74B
-344
Closed -$10.7K
FIBK icon
8823
PUT
First Interstate BancSystem
FIBK
$3.74B
-2,500
Closed -$81K
FICO icon
8824
Fair Isaac
FICO
$28.6B
-938
Closed -$1.74M
FIDI icon
8825
Fidelity International High Dividend ETF
FIDI
$353M
-5
Closed

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.