Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$205K ﹤0.01%
13,502
+13,334
852
$205K ﹤0.01%
+26,760
853
$204K ﹤0.01%
3,479
+3,087
854
$202K ﹤0.01%
80,789
-27,703
855
$202K ﹤0.01%
+4,092
856
$200K ﹤0.01%
108,492
-75,918
857
$199K ﹤0.01%
44,692
-816
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$199K ﹤0.01%
8,096
-8,346
859
$199K ﹤0.01%
4,628
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860
$199K ﹤0.01%
+6,350
861
$198K ﹤0.01%
19,210
+17,513
862
$197K ﹤0.01%
3,986
+3,886
863
$197K ﹤0.01%
1,211
+672
864
$196K ﹤0.01%
40,339
+24,066
865
$195K ﹤0.01%
6,311
-40,023
866
$195K ﹤0.01%
+38,790
867
$195K ﹤0.01%
+931
868
$194K ﹤0.01%
20,720
+19,851
869
$194K ﹤0.01%
+6,100
870
$193K ﹤0.01%
8,032
-1,620
871
$193K ﹤0.01%
16,637
-6,399
872
$193K ﹤0.01%
36,216
-28,647
873
$193K ﹤0.01%
48,366
+24,629
874
$192K ﹤0.01%
6,328
+3,016
875
$191K ﹤0.01%
1,437
-6,937