Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$343K ﹤0.01%
4,743
852
$343K ﹤0.01%
+4,541
853
$342K ﹤0.01%
+16,016
854
$342K ﹤0.01%
7,613
-25,785
855
$342K ﹤0.01%
+80,669
856
$341K ﹤0.01%
6,539
-5,145
857
$341K ﹤0.01%
3,244
-3,548
858
$340K ﹤0.01%
81,167
+44,765
859
$340K ﹤0.01%
118,908
+66,679
860
$338K ﹤0.01%
+7,061
861
$336K ﹤0.01%
+4,251
862
$336K ﹤0.01%
+1,160
863
$336K ﹤0.01%
50,245
+45,318
864
$336K ﹤0.01%
+1,127
865
$335K ﹤0.01%
+25,784
866
$335K ﹤0.01%
4,964
+4,000
867
$335K ﹤0.01%
8,723
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868
$333K ﹤0.01%
2,149
-2,915
869
$333K ﹤0.01%
4,181
+3,445
870
$332K ﹤0.01%
15,445
+8,723
871
$331K ﹤0.01%
3,832
-663
872
$329K ﹤0.01%
49,443
-99,290
873
$327K ﹤0.01%
+1,249
874
$327K ﹤0.01%
3,958
-33,108
875
$326K ﹤0.01%
9,684
+1,431