Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$139K ﹤0.01%
4,064
+3,230
852
$139K ﹤0.01%
41,708
+21,826
853
$138K ﹤0.01%
+1,355
854
$138K ﹤0.01%
9,751
-742
855
$137K ﹤0.01%
2,780
-6,827
856
$136K ﹤0.01%
+5,713
857
$136K ﹤0.01%
30
+7
858
$136K ﹤0.01%
1,626
-29,389
859
$136K ﹤0.01%
4,170
+1,996
860
$136K ﹤0.01%
+8,284
861
$135K ﹤0.01%
+7,265
862
$135K ﹤0.01%
1,953
+1,776
863
$135K ﹤0.01%
42,802
+22,771
864
$134K ﹤0.01%
+24,484
865
$133K ﹤0.01%
+14,777
866
$132K ﹤0.01%
+4,570
867
$132K ﹤0.01%
15,678
+6,556
868
$132K ﹤0.01%
10,609
-29,914
869
$132K ﹤0.01%
8,574
-10,378
870
$132K ﹤0.01%
19,937
+8,310
871
$131K ﹤0.01%
+9,599
872
$131K ﹤0.01%
9,105
+5,787
873
$130K ﹤0.01%
1,720
+961
874
$130K ﹤0.01%
20,277
+9,315
875
$130K ﹤0.01%
8,582
-21,864