Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$105K ﹤0.01%
5,055
-211
852
$105K ﹤0.01%
8,139
-31,510
853
$105K ﹤0.01%
2,061
-2,579
854
$105K ﹤0.01%
4,370
-2,171
855
$104K ﹤0.01%
6,790
+6,758
856
$104K ﹤0.01%
+1,398
857
$104K ﹤0.01%
+1,040
858
$104K ﹤0.01%
1,892
-1,026
859
$104K ﹤0.01%
2,669
-867
860
$103K ﹤0.01%
1,375
+1,255
861
$103K ﹤0.01%
5,377
-1,802
862
$103K ﹤0.01%
6,214
-21,890
863
$103K ﹤0.01%
8,749
-6,267
864
$102K ﹤0.01%
5,346
+547
865
$102K ﹤0.01%
9,886
-6,974
866
$102K ﹤0.01%
4,627
-38,779
867
$102K ﹤0.01%
934
-1,545
868
$102K ﹤0.01%
+21,968
869
$101K ﹤0.01%
+6,667
870
$100K ﹤0.01%
+120
871
$99K ﹤0.01%
4,436
+406
872
$99K ﹤0.01%
2,187
+93
873
$99K ﹤0.01%
5,280
+973
874
$99K ﹤0.01%
+3,200
875
$99K ﹤0.01%
4,531
-11,575