Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$103K ﹤0.01%
2,934
+844
852
$102K ﹤0.01%
+6,888
853
$102K ﹤0.01%
18,277
-24,574
854
$102K ﹤0.01%
+2,244
855
$101K ﹤0.01%
+949
856
$101K ﹤0.01%
394
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857
$101K ﹤0.01%
9,255
-11,860
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$101K ﹤0.01%
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859
$100K ﹤0.01%
1,015
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$98K ﹤0.01%
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$98K ﹤0.01%
282
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$98K ﹤0.01%
3,435
+635
863
$97K ﹤0.01%
+113
864
$96K ﹤0.01%
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865
$96K ﹤0.01%
+7,047
866
$96K ﹤0.01%
3,027
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867
$95K ﹤0.01%
24,445
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868
$95K ﹤0.01%
2,531
+18
869
$95K ﹤0.01%
4,655
-1,493
870
$95K ﹤0.01%
+2,932
871
$94K ﹤0.01%
3,362
-20,344
872
$94K ﹤0.01%
20,210
-9,615
873
$94K ﹤0.01%
3,217
-3,902
874
$94K ﹤0.01%
+8,637
875
$94K ﹤0.01%
+3,809