Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$71K ﹤0.01%
445
+400
852
$71K ﹤0.01%
4,203
+2,871
853
$71K ﹤0.01%
+9,979
854
$71K ﹤0.01%
1,499
-2,832
855
$71K ﹤0.01%
2,343
+1,842
856
$70K ﹤0.01%
1,580
+1,380
857
$70K ﹤0.01%
+3,800
858
$70K ﹤0.01%
+7,592
859
$70K ﹤0.01%
3,702
-63,189
860
$70K ﹤0.01%
5,067
-2,712
861
$70K ﹤0.01%
2,496
-295
862
$70K ﹤0.01%
+5,014
863
$70K ﹤0.01%
2,347
-958
864
$69K ﹤0.01%
273
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865
$69K ﹤0.01%
5,263
-3,628
866
$69K ﹤0.01%
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867
$68K ﹤0.01%
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868
$68K ﹤0.01%
+885
869
$68K ﹤0.01%
4,132
+385
870
$68K ﹤0.01%
+8,370
871
$68K ﹤0.01%
847
-3,144
872
$68K ﹤0.01%
+14,016
873
$68K ﹤0.01%
+1,274
874
$67K ﹤0.01%
+5,224
875
$67K ﹤0.01%
+1,265