Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
851
$67K ﹤0.01%
11,299
+9,284
852
$67K ﹤0.01%
3,520
-5,900
853
$66K ﹤0.01%
2,026
+1,004
854
$66K ﹤0.01%
1,982
+1,189
855
$66K ﹤0.01%
2,294
+846
856
$66K ﹤0.01%
4,149
-2,635
857
$66K ﹤0.01%
+5,549
858
$66K ﹤0.01%
2,399
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859
$66K ﹤0.01%
1,339
-1,012
860
$65K ﹤0.01%
4,236
+488
861
$65K ﹤0.01%
306
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862
$65K ﹤0.01%
+342
863
$65K ﹤0.01%
27,210
+26,204
864
$65K ﹤0.01%
+13,958
865
$64K ﹤0.01%
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866
$64K ﹤0.01%
+5,597
867
$63K ﹤0.01%
1,226
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868
$63K ﹤0.01%
3,580
+1,384
869
$63K ﹤0.01%
3,057
-4,185
870
$62K ﹤0.01%
835
-1,582
871
$62K ﹤0.01%
+4,555
872
$62K ﹤0.01%
8,719
+8,121
873
$62K ﹤0.01%
2,339
-5,093
874
$62K ﹤0.01%
4,050
-392
875
$61K ﹤0.01%
534
-387