Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$287K ﹤0.01%
13,243
+1,517
827
$287K ﹤0.01%
3,523
+2,498
828
$286K ﹤0.01%
7,817
-40,675
829
$285K ﹤0.01%
932
+381
830
$284K ﹤0.01%
+5,589
831
$284K ﹤0.01%
30,216
+29,097
832
$284K ﹤0.01%
+52,941
833
$283K ﹤0.01%
+6,498
834
$282K ﹤0.01%
14,249
-5,055
835
$282K ﹤0.01%
7,006
-27,967
836
$281K ﹤0.01%
6,356
+3,746
837
$280K ﹤0.01%
14,563
+4,247
838
$276K ﹤0.01%
67,082
+46,267
839
$273K ﹤0.01%
15,762
+11,760
840
$273K ﹤0.01%
3,305
+2,374
841
$273K ﹤0.01%
+14,962
842
$272K ﹤0.01%
1,056
+1,049
843
$271K ﹤0.01%
90,801
-29,112
844
$270K ﹤0.01%
1,852
-5,452
845
$269K ﹤0.01%
+6,275
846
$267K ﹤0.01%
+15,713
847
$266K ﹤0.01%
14,212
+4,688
848
$265K ﹤0.01%
+1,477
849
$263K ﹤0.01%
12,528
+4,844
850
$263K ﹤0.01%
+98,544