Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$219K ﹤0.01%
13,263
-8,779
827
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+8,302
828
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829
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830
$217K ﹤0.01%
2,629
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831
$216K ﹤0.01%
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$216K ﹤0.01%
36,468
-1,351
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$215K ﹤0.01%
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$215K ﹤0.01%
38,984
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$215K ﹤0.01%
332
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837
$214K ﹤0.01%
28,356
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838
$213K ﹤0.01%
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$213K ﹤0.01%
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$213K ﹤0.01%
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$213K ﹤0.01%
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$213K ﹤0.01%
29,277
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$210K ﹤0.01%
5,200
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$210K ﹤0.01%
34,334
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$210K ﹤0.01%
33,486
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846
$209K ﹤0.01%
6,346
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847
$209K ﹤0.01%
+22,895
848
$209K ﹤0.01%
53,387
-31,717
849
$207K ﹤0.01%
+5,223
850
$207K ﹤0.01%
859
-1,736