Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$149K ﹤0.01%
+1,861
827
$148K ﹤0.01%
+4,357
828
$147K ﹤0.01%
6,790
-27,414
829
$147K ﹤0.01%
+2,052
830
$147K ﹤0.01%
9,690
+9,164
831
$146K ﹤0.01%
4,621
+4,581
832
$146K ﹤0.01%
10,397
+7,275
833
$146K ﹤0.01%
19,251
-25,102
834
$145K ﹤0.01%
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$145K ﹤0.01%
6,420
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836
$144K ﹤0.01%
4,300
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837
$144K ﹤0.01%
+8,324
838
$143K ﹤0.01%
+26,862
839
$143K ﹤0.01%
1,065
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840
$142K ﹤0.01%
33,036
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841
$142K ﹤0.01%
46,635
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842
$142K ﹤0.01%
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843
$141K ﹤0.01%
14,565
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844
$141K ﹤0.01%
+6,514
845
$140K ﹤0.01%
2,186
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846
$140K ﹤0.01%
+3,732
847
$140K ﹤0.01%
+9,000
848
$140K ﹤0.01%
13,267
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849
$140K ﹤0.01%
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850
$139K ﹤0.01%
4,095
-30,512