Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$116K ﹤0.01%
+6,326
827
$116K ﹤0.01%
13,546
+8,628
828
$115K ﹤0.01%
+3,891
829
$115K ﹤0.01%
2,232
+2,123
830
$114K ﹤0.01%
12,169
+9,846
831
$113K ﹤0.01%
1,520
-766
832
$113K ﹤0.01%
3,111
-1,315
833
$113K ﹤0.01%
12
-24
834
$113K ﹤0.01%
3,682
+3,652
835
$113K ﹤0.01%
2,247
+789
836
$112K ﹤0.01%
224
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837
$112K ﹤0.01%
6,587
+5,612
838
$111K ﹤0.01%
8,375
+8,060
839
$111K ﹤0.01%
48,730
+34,178
840
$110K ﹤0.01%
5,816
+588
841
$110K ﹤0.01%
8,863
+2,787
842
$109K ﹤0.01%
3,033
-1,915
843
$109K ﹤0.01%
+2,057
844
$108K ﹤0.01%
10,576
-387
845
$108K ﹤0.01%
+1,424
846
$107K ﹤0.01%
1,276
-34,252
847
$107K ﹤0.01%
3,052
-1,031
848
$107K ﹤0.01%
3,031
-1,102
849
$106K ﹤0.01%
1,486
+1,140
850
$105K ﹤0.01%
1,395
-3,375