Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
826
$174K ﹤0.01%
10,416
+5,269
827
$174K ﹤0.01%
11,144
+4,088
828
$173K ﹤0.01%
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829
$172K ﹤0.01%
6,682
-60,489
830
$172K ﹤0.01%
3,705
+3,106
831
$172K ﹤0.01%
13,758
-6,971
832
$172K ﹤0.01%
6,698
-19,052
833
$172K ﹤0.01%
12,383
-7,102
834
$172K ﹤0.01%
10,819
+10,718
835
$171K ﹤0.01%
+2,728
836
$170K ﹤0.01%
+4,170
837
$170K ﹤0.01%
2,694
+2,667
838
$169K ﹤0.01%
5,131
+4,105
839
$167K ﹤0.01%
8,511
+5,253
840
$167K ﹤0.01%
15,823
+11,397
841
$167K ﹤0.01%
5,097
+199
842
$165K ﹤0.01%
2,965
-1,558
843
$165K ﹤0.01%
759
+600
844
$165K ﹤0.01%
9,990
+9,345
845
$164K ﹤0.01%
+2,375
846
$164K ﹤0.01%
4,950
-1,689
847
$163K ﹤0.01%
+8,154
848
$163K ﹤0.01%
10,763
-27,324
849
$162K ﹤0.01%
3,657
+1,159
850
$162K ﹤0.01%
5,070
+4,649