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Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AMPH icon
8426
Amphastar Pharmaceuticals
AMPH
$825M
-548
Closed -$17.5K
AMPH icon
8427
PUT
Amphastar Pharmaceuticals
AMPH
$825M
-700
Closed -$25K
AMRN
8428
Amarin Corp
AMRN
$284M
-975
Closed -$10.3K
AMT icon
8429
American Tower
AMT
$77.7B
-8,471
Closed -$1.66M
AMWD
8430
DELISTED
American Woodmark
AMWD
-146
Closed -$10.3K
AMWL icon
8431
American Well
AMWL
$181M
-156
Closed -$1.49K
AMWL icon
8432
PUT
American Well
AMWL
$181M
-200
Closed -$1K
AMX icon
8433
America Movil
AMX
$78.1B
$0 ﹤0.01%
70
-288
-80% -$4.13K
AMZP icon
8434
Kurv Yield Premium Strategy Amazon (AMZN) ETF
AMZP
$19M
-49
Closed -$1K
ANDE icon
8435
Andersons Inc
ANDE
$2.65B
-1,686
Closed -$71.6K
ANDE icon
8436
PUT
Andersons Inc
ANDE
$2.65B
-2,000
Closed -$81K
ANET icon
8437
Arista Networks
ANET
$219B
-5,596
Closed -$567K
ANGI icon
8438
Angi Inc
ANGI
$224M
-1,874
Closed -$31.9K
ANNX icon
8439
Annexon
ANNX
$855M
-29,433
Closed -$98K
ANY icon
8440
PUT
Sphere 3D
ANY
$14.6M
-180
Closed -$3K
AOUT icon
8441
American Outdoor Brands
AOUT
$162M
-775
Closed -$11.9K
AOUT icon
8442
PUT
American Outdoor Brands
AOUT
$162M
-100
Closed -$1K
APG icon
8443
CALL
APi Group
APG
$17.1B
-7,050
Closed -$169K
APEI icon
8444
CALL
American Public Education
APEI
$875M
-500
Closed -$10K
APGE icon
8445
Apogee Therapeutics
APGE
$10.2B
-73
Closed -$2.82K
APLT
8446
PUT
DELISTED
Applied Therapeutics
APLT
-32,500
Closed -$27K
APOG icon
8447
CALL
Apogee Enterprises
APOG
$850M
-1,600
Closed -$114K
AQMS icon
8448
Aqua Metals
AQMS
$9.63M
-300
Closed -$6.18K
AQST icon
8449
Aquestive Therapeutics
AQST
$462M
-16,353
Closed -$49.5K
ARCB icon
8450
CALL
ArcBest
ARCB
$3.44B
-3,800
Closed -$354K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.