We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AIQ icon
8401
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
-3,510
Closed -$135K
AIRG icon
8402
Airgain
AIRG
$74.3M
-1,655
Closed -$10.1K
AIRG icon
8403
PUT
Airgain
AIRG
$74.3M
-1,900
Closed -$13K
AIRL
8404
CALL
DELISTED
Themes Airlines ETF
AIRL
-300
Closed -$11K
AIRS icon
8405
PUT
AirSculpt Technologies
AIRS
$325M
-900
Closed -$4K
AIV
8406
PUT
Aimco
AIV
$380M
-500
Closed -$4K
AIZ icon
8407
Assurant
AIZ
$13.7B
-137
Closed -$28.6K
ALC icon
8408
Alcon
ALC
$33.1B
-812
Closed -$72.8K
ALEC icon
8409
PUT
Alector
ALEC
$164M
-22,400
Closed -$42K
ALEX
8410
DELISTED
Alexander & Baldwin
ALEX
-1,343
Closed -$23.7K
ALEX
8411
PUT
DELISTED
Alexander & Baldwin
ALEX
-5,800
Closed -$102K
ALGT icon
8412
Allegiant Air
ALGT
$2.64B
-6,269
Closed -$504K
ALLE icon
8413
Allegion
ALLE
$13B
-503
Closed -$65.1K
ALRM icon
8414
Alarm.com
ALRM
$2.56B
-716
Closed -$43K
ALRM icon
8415
PUT
Alarm.com
ALRM
$2.56B
-100
Closed -$6K
ALUR
8416
DELISTED
Allurion Technologies
ALUR
-779
Closed -$8K
ALUR
8417
PUT
DELISTED
Allurion Technologies
ALUR
-80
Closed -$4K
ALXO icon
8418
ALX Oncology
ALXO
$273M
$0 ﹤0.01%
391
-14,176
-97% -$17K
AMBA icon
8419
Ambarella
AMBA
$2.99B
-7,206
Closed -$493K
AMC icon
8420
AMC Entertainment Holdings
AMC
$2.03B
-1,850,822
Closed -$6.08M
AMCR icon
8421
Amcor
AMCR
$20.6B
-6,714
Closed -$331K
AMD icon
8422
Advanced Micro Devices
AMD
$851B
-398,387
Closed -$44.3M
AMED
8423
DELISTED
Amedisys
AMED
-9,350
Closed -$862K
AMGN icon
8424
Amgen
AMGN
$203B
-24,073
Closed -$7.11M
AMKR icon
8425
Amkor Technology
AMKR
$16.1B
-27,966
Closed -$632K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.